(Ervand Abrahamian is a CUNY Distinguished Professor
in the Department of History, Baruch College and
the Graduate Center of the City University of New
York. He is author of A
History of Modern Iran [Cambridge, 2008].)
A
mullah in his car on February 11, 1979,
day of the victory of the revolution. (Abbas/Magnum
Photos)
Obituaries
for the Islamic Republic of Iran appeared even before
it was born. In the hectic months of 1979—before
the Islamic Republic had been officially declared—many
Iranians as well as foreigners, academics as well
as journalists, participants as well as observers,
conservatives as well as revolutionaries, confidently
predicted its imminent demise. Taking every street
protest, every labor strike, every provincial clash
as the harbinger of its inevitable downfall, they
gave the new regime a few months—at best, a few short
years.
Such
predictions were understandable. After all, Iran—not
to mention world history—had produced few full-fledged
theocracies. Regimes often taken to be theocracies
turn out, upon closer examination, to have been
no such thing. Cromwell’s England was controlled
by generals and landed gentry. It was princes,
rather than preachers, who ruled the Lutheran
kingdoms. Even Calvin’s Geneva, one of the first
totalitarian states, was managed by lay lawyers
rather than seminarians. What is more, few in
1979 could contemplate the possibility that seminary-trained
clerics could administer a country that had experienced
a half-century of modern development and was
home to hundreds of thousands of engineers, doctors,
scientists, civil servants, teachers and industrial
workers. How could “mullahs” steeped in esoteric
medieval writings deal with the formidable problems
of the twentieth century? One did not have to
be a Trotskyite in 1979 to think that the downfall
of the Shah would inevitably and quickly pave
the way for a more profound Permanent Revolution.
Despite
the prognostications, the Islamic Republic has
not only survived three full decades but in recent
years has been hyped as a major Middle Eastern
power that threatens its neighbors as well as
the world’s sole superpower. It is often depicted
in the United States as a cross between the Sassanid
Empire and the Third Reich, between the early
caliphate and the Soviet Union. Leaving aside
the geopolitical reasons why a Third World state
with a fourth-rate military has such a puffed-up
image, the question worth asking is: What accounts
for the 30-year survival of the Islamic Republic?
Four
answers come readily to mind. None, however,
bears scrutiny. The first is that the clerical
regime has unleashed reigns of terror. It is
true that the Islamic Republic has at times used
violence: in 1979, immediately after the revolution,
when it executed 757—many of them members of
the Shah’s regime; in 1981–1985, when it crushed
an uprising of the quasi-Marxist Mojahedin-e
Khalq by executing 12,500; and in 1988, immediately
after the eight-year war with Iraq, when it hanged
another 2,000 prisoners—most of them, again,
Mojahedin. But this bloodletting, grotesque as
it is, pales in comparison to the violence attending
other major revolutions—especially those of England,
France, Mexico, Russia and China. It also pales
in comparison to the carnage of right-wing counter-revolutions
such as those in Indonesia, Central America and even France in 1848 and 1870. And violence took
its toll on the regime as well. In 1981–1982,
the Mojahedin assassinated some 2,000 members
of the regime, including a president, a prime
minister and Ayatollah Mohammad Beheshti, eminence
grise of the clerical leadership, as well
as a number of cabinet ministers, parliamentary
deputies, judges, Friday prayer leaders and officers
of the Islamic Revolutionary Guards Corps. Violence,
on the whole, has weakened rather than strengthened
the Islamic Republic.
A grave
at Behesht-e Zahra, martyrs’ cemetery of the Iran-Iraq war. (Paolo
Pellegrin/Magnum Photos)
The second reason often
given for the survival of the Islamic Republic
is the Iran-Iraq war (1980–1988). It is true
that the initial Iraqi invasion rallied the nation
behind the government. But the continuation of
the fighting across the Iraqi border in May 1983,
under the banners “war, war until victory” and
“the road to Jerusalem goes through Baghdad,”
did much to damage the Islamic Republic. Most
of the damage suffered by Iran in terms of human
lives, urban destruction and financial drain
came in these last five years of fighting, and
in 1988 Ayatollah Ruhollah Khomeini had to accept
terms he had been offered as early as May 1983.
The regime calls the fighting the Imposed War,
but it was imposed upon Iran in more ways than
one.
The third commonly cited
explanation is oil revenue. It is true that oil money lubricates
the machinery of government in Iran, as it does
in neighboring “rentier states.” But oil revenues
are neither an unmitigated “curse” nor a deus
ex machina lying behind the rise and fall
of all regimes and sundry. After all, oil did
not guarantee the survival of the Shah. And since
1979, the Islamic Republic has suffered from
highly erratic fluctuations in the international
price of oil. After reaching $39 per barrel in
1981, oil prices fell to a new low of $9 in 1986,
hovered below $20 for much of the late 1980s,
climbed to $32 in 1991 and fell again to less
than $10 in 1999. Oil prices did not boom again
until the US invasion of Iraq in 2003. The last
30 years have seen as many years of famine as
of feast.
The fourth reason adduced
for both the Islamic Revolution and the durability of the
Islamic Republic is Shi‘ism. It is true that
one cannot analyze the mass demonstrations of
1978 without taking religion into account. Witness
the potent slogan, “Make every place Karbala’,
every month Muharram, every day Ashoura.” But
if Shi‘ism is the real answer, then we are faced
with the question of why Iran—which has been
majority-Shi‘i since 1500—did not produce the
Islamic Revolution until 1979. For most of these
470 years, Shi‘ism had been considered, at best,
apolitical and quietist and, at worst, conservative
and reactionary. No historian can buy the official explanation that imperialism, monarchism and
Zionism had for centuries distorted Shi‘ism,
and that the world had to await the arrival of
Khomeini to unveil the true revolutionary nature
of Islam. The idea that the republic has survived
because it is Islamic is a tautology.
If
these stock explanations do not suffice, then
what does? The real answer lies not in religion,
but in economic and social populism. By the early
1970s, Iran had produced a generation of radical
intelligentsia that was revolutionary not only
in its politics—wanting to replace the monarchy
with a republic—but in its economic and social
outlook. It wanted to transform the class structure
root and branch. The trailblazer was a young
intellectual named Ali Shariati, who did not
live to see the revolution but whose teachings
fueled the revolutionary movement. Inspired by
the Algerians, Che Guevara and Ho Chi Minh, Shariati
spent his short life reinterpreting Shi‘ism as
a revolutionary ideology and synthesizing it
with Marxism. He produced what can be termed
a Shi‘i version of Catholic liberation theology.
His teachings struck a chord not just among college
and high school students, but also among younger
seminary students. These budding theologians
could easily accept his teachings (except his
occasional anti-clericalism). One theology student
went so far as to describe Imam Husayn as an
early Che Guevara and Karbala’ as the Sierra
Madre. Most of those who organized demonstrations
and confrontations in the streets and bazaars
during the turbulent months of 1978 were college
and high school students inspired mainly by Shariati.
His catch phrases—which had more in common with
Third World populism than with conventional Shi‘ism—found
their way, sometimes via Khomeini, into slogans
and banners displayed throughout the revolution.
Typical of them were:
Our
enemy is imperialism, capitalism and feudalism!
Islam
belongs to the oppressed, not the oppressors!
Oppressed
of the world unite!
Islam
is not the opiate of the people!
Islam
is for equality and social justice!
Islam
represents the slum dwellers, not the palace
dwellers!
Islam
will eliminate class differences!
Islam
comes from the masses, not the rich!
Islam
will eliminate landlessness!
We
are for Islam, not for capitalism and feudalism!
Islam
will free the hungry from the clutches of
the rich!
The
poor fought for the Prophet, the rich fought
against him!
The
poor die for the revolution, the rich plot
against it!
Independence,
freedom, Islamic Republic!
Freedom,
equality, Islamic Republic!
This
populism helps explain not only the success of
the revolution but also the continued survival
of the Islamic Republic. The Republic’s constitution—with
175 clauses—transformed these general aspirations
into specific inscribed promises. It pledged
to eliminate poverty, illiteracy, slums and unemployment.
It also vowed to provide the population with
free education, accessible medical care, decent
housing, pensions, disability pay and unemployment
insurance. “The government,” the constitution
declared, “has a legal obligation to provide
the aforementioned services to every individual
in the country.” In short, the Islamic Republic
promised to create a full-fledged welfare state—in
its proper European, rather than derogatory American,
sense.
Election
workers put up posters of Rafsanjani
in downtown Tehran, June 2005. (Kai Wiedenhöfer)
In
the three decades since the revolution, the Islamic
Republic—despite its poor image abroad—has taken
significant steps toward fulfilling these promises.
It has done so by giving priority to social rather
than military expenditures, and thus dramatically
expanding the Ministries of Education, Health,
Agriculture, Labor, Housing, Welfare and Social
Security. The military consumed as much as 18 percent
of the gross domestic product in the last years
of the shah. Now it takes up as little as 4 percent.
The Ministry of Industries has also grown in
most part because in 1979–1980 the state took
over numerous large factories whose owners had
absconded abroad. The alternative would have
been to close them down and create mass unemployment.
Since most of these factories had functioned
only because of subsidies from the old regime,
the new regime had no choice but to continue
subsidizing them.
In
three decades the regime has come close to eliminating
illiteracy among the post-revolutionary generations,
reducing the overall rate from 53 percent
to 15 percent.[1] The
rate among women has fallen from 65 percent
to 20 percent. The state has increased the
number of students enrolled in primary schools
from 4,768,000 to 5,700,000, in secondary schools
from 2.1 million to over 7.6 million,
in technical schools from 201,000 to 509,000,
and in universities from 154,000 to over 1.5 million.
The percentage of women in university student
populations has gone up from 30 percent
to 62 percent. Thanks to medical clinics,
life expectancy at birth has increased from 56
to 70, and infant mortality has decreased from
104 to 25 per 1,000. Also thanks to medical clinics,
the birth rate has fallen from an all-time high
of 3.2 to 2.1, and the fertility rate—the average
number of children born to a woman in her
lifetime—from 7 to 3. It is expected to fall
further to 2 by 2012—in other words, Iran in
the near future will achieve near zero population
growth.
The
Islamic Republic has bridged the chasm between
urban and rural life in part by raising the prices
of agricultural goods relative to other commodities
and in part by introducing schools, medical clinics,
roads, electricity and piped water into the countryside.
For the first time ever, villagers can afford
consumer goods, even motorbikes and pickup trucks.
According to one economist who, on the whole,
is critical of the regime, 80 percent of
rural households own refrigerators, 77 percent
televisions and 76 percent gas stoves.[2] Some 220,000 peasant families, moreover, have
received 850,000 hectares of land confiscated
from the old elite. They, together with the some
660,000 families who had obtained land under
the earlier White Revolution, form a substantial
rural class that has benefited not only from
these new social services but also from state-subsidized
cooperatives and protective tariff walls. This
class provides the regime with a rural social
base.
The
regime has also tackled problems of the urban
poor. It has replaced slums with low-income housing,
beautified the worst districts and extended electricity,
water and sewage lines to working-class districts.
As an American journalist highly critical of
the regime’s economic policies admits, “Iran
has become a modern country with few visible
signs of squalor.”[3] What is more, it has supplemented
the income of the underclass—both rural and urban—by
generously subsidizing bread, fuel, gas, heat,
electricity, medicines and public transport.
The regime may not have eradicated poverty nor
appreciatively narrowed the gap between rich
and poor but it has provided the underclass with
a safety net. In the words of the same independent-minded
economist, “Poverty has declined to an enviable
level for middle-income developing countries.”[4]
In
addition to substantially expanding the central
ministries, the Islamic Republic has also set
up numerous semi-independent institutions, such
as the Mostazafin (Oppressed), Martyrs’, Housing,
Alavi and Imam Khomeini Relief Foundations. Headed
by clerics or other persons appointed by and
loyal to the Supreme Leader, these foundations
together account for as much as 15 percent
of the national economy and control budgets that
total as much as half that of the central government.
Much of their assets are businesses confiscated
from the former elite. The largest of them, the
Mostazafin Foundation, administers 140 factories,
120 mines, 470 agribusinesses, 100 construction
companies and innumerable rural cooperatives.
It also owns the country’s two leading newspapers, Ettelaat and Keyhan.
According to the Guardian, in 1993 the
foundation employed 65,000 and had an annual
budget of over $10 billion.[5] Some
of these foundations also lobby effectively to
protect university quotas for war veterans and
together they provide hundreds of thousands with
wages and benefits, including pensions, housing
and health insurance. In other words, they are
small welfare states within the larger welfare
state.
The
important role the welfare state plays makes
these expenditures the third rail of Iranian
politics. Few politicians—whether conservative
or liberal, reformist or fundamentalist, radical
or moderate, pro-business or pro-labor—are foolhardy
enough to take advice from Chicago School economists
inside and outside the country who denounce the
“moral hazards” of big government and instead
wax ecstatic over the “virtues” of free markets,
privatization, small government, business competition,
cost-effectiveness, efficiency, entrepreneurship,
globalization and entry into the World Trade
Organization. In fact, most politicians since
the revolution have subscribed to varying degrees
to economic populism. Some, such as former Presidents
Ali Akbar Hashemi-Rafsanjani and Mohammad Khatami,
were muted populists shy about tampering with
social programs. Others, such as President Mahmoud
Ahmadinejad, are out-and-out populists promising
to “bring the oil money to peoples’ dining room
tables” by further expanding social programs.
No realist would contemplate drastic cuts in
the safety net, though there are limits to the
populism: Ahmadinejad, for instance, placed a
quota on subsidized gasoline.
Upcoming
decades will test the regime’s ability to juggle
the competing demands of these populist programs
with those of the educated middle class—especially
the ever expanding army of university graduates
produced, ironically, by one of the revolution’s
main achievements. This new stratum needs not
only jobs and a decent standard of living but
also greater social mobility and access to the
outside world—with all its dangers, especially
to well-protected home industries—and, concomitantly,
the creation of a viable civil society. The regime
may be able to meet these formidable demands
if it finds fresh sources of oil and gas revenues—but
to do so it will need to markedly improve its
relations with Washington so that economic sanctions
can be lifted. Without the lifting of sanctions,
Iran cannot gain access to the technology and
capital needed to develop its large gas reserves.
If new revenues do not materialize, class politics
will threaten to rear its head again. For 30
years, populism has managed to blunt the sharp
edge of class politics. It may not do so in the
future.
Endnotes
[1] Most
of these statistics have been taken from government
reports. For updated summaries of these reports,
see Middle East Institute, The Iranian Revolution
at 30 (Washington, DC, 2009).
[2] Djavad
Salehi-Isfahani, “Poverty and Inequality Since
the Revolution,” The Iranian Revolution at
30 (Washington, DC: Middle East Institute,
2009), p. 107.
[3] Laura
Secor, “The Rationalist,” New Yorker,
February 2, 2009.
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